Charles Rupert Lloyd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KMG Investment Management Limited

    FRN 610230

    • 14. Managing investments
    • [FCA CF] Client dealing (since 15 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
    • [FCA CF] Manager of certification employee (since 15 Oct 2025)
  • PK Wealth Limited

    FRN 669243

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2025)
    • [FCA CF] Manager of certification employee (since 23 Sep 2025)
    • [FCA CF] Client dealing (since 23 Sep 2025)
  • Shackleton Advisers Limited

    FRN 163291

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 19 Jun 2024)
    • [FCA CF] Client dealing (since 31 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (10 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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