KMG Investment Management Limited

• Principal Place of Business

  Suite 12

  The Beehive

  City place

  Gatwick

  Surrey

  RH6 0PA

  UNITED KINGDOM

  Phone

  +4401342840157

• Complaints Contact

  Skerritt House 23b-23d

  Coleridge Street

  Hove

  Brighton And Hove

  BN3 5AB

  UNITED KINGDOM

  Phone

  +4401273204999

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Heath

  IRN AJH01620

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
  • CF30 Customer (31 Mar 2015 to 8 Dec 2019)
• Charles Rupert Lloyd

  IRN CRL01037

  • 14. Managing investments
  • [FCA CF] Client dealing (since 15 Oct 2025)
  • [FCA CF] Manager of certification employee (since 15 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Oct 2025)
• Christine Norcross

  IRN CFF01018

  • SMF3 Executive Director (20 Feb 2023 to 28 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Dec 2022 to 1 Jan 2025)
  • SMF16 Compliance Oversight (2 Dec 2022 to 1 Jan 2025)
• Grant Thomas Hotson

  IRN GTH01036

  • SMF3 Executive Director (since 3 Jan 2025)
• Howard Philip Barnes

  IRN HPB01030

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2025)
  • SMF16 Compliance Oversight (since 1 Jan 2025)
• Jenna Gaye Duffett

  IRN JGT00029

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Oct 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2025)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 14 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2025)
  • CF30 Customer (12 Sep 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Sep 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Sep 2014 to 8 Dec 2019)
  • CF1 Director (12 Sep 2014 to 8 Dec 2019)
• Nicholas John Matthews

  IRN NJM01183

  • CF1 Director (1 Sep 2016 to 8 Nov 2019)
• Patrick Anthony McIntosh

  IRN PAM00020

  • [FCA CF] Significant management (9 Dec 2019 to 14 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
  • CF1 Director (12 Sep 2014 to 8 Dec 2019)
• Paul William Feeney

  IRN PWF01007

  • SMF3 Executive Director (since 21 Oct 2024)
• Rajinder Singh Hallen

  IRN RSH01044

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jun 2020)
  • CF30 Customer (12 Sep 2014 to 8 Dec 2019)

No changes recorded yet.