Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Client dealing (2 Dec 2024 to 19 Feb 2025)
    • [FCA CF] Functions requiring qualifications (2 Dec 2024 to 19 Feb 2025)
  • KMG Investment Management Limited (no longer approved here)

    FRN 610230

    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Dec 2022)
    • CF1 Director (12 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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