Nicholas John Matthews

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
    • [FCA CF] Client dealing (since 1 Dec 2024)
  • KMG Investment Management Limited (no longer approved here)

    FRN 610230

    • CF1 Director (1 Sep 2016 to 8 Nov 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (12 Nov 2008 to 18 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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