Howard Philip Barnes

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chetwood Wealth Management Ltd

    FRN 195024

    • SMF16 Compliance Oversight (since 16 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
    • SMF3 Executive Director (since 16 Apr 2026)
  • Ermin Fosse Financial Management LLP

    FRN 197438

    • SMF16 Compliance Oversight (since 16 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
  • DARNELLS WEALTH MANAGEMENT LIMITED

    FRN 474566

    • SMF3 Executive Director (since 16 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
    • SMF16 Compliance Oversight (since 16 Apr 2026)
  • CHETWOOD INVESTMENT MANAGEMENT LIMITED

    FRN 835233

    • SMF16 Compliance Oversight (since 16 Apr 2026)
    • SMF3 Executive Director (since 16 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
  • PK Financial Planning LLP

    FRN 223145

    • Responsibility for MCD Intermediation (since 7 Nov 2025)
    • Responsible for Insurance Mediation (since 7 Nov 2025)
    • SMF16 Compliance Oversight (since 3 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2025)
  • KMG Investment Management Limited

    FRN 610230

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2025)
    • SMF16 Compliance Oversight (since 1 Jan 2025)
  • Shackleton Advisers Limited

    FRN 163291

    • Responsibility for MCD Intermediation (since 17 Apr 2024)
    • Responsible for Insurance Distribution (since 17 Apr 2024)
    • SMF16 Compliance Oversight (since 17 Apr 2024)
    • SMF3 Executive Director (since 17 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 13 Aug 2025)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (195)Responsible for Insurance Distribution (16 Dec 2025 to 7 Apr 2026)
    • (194)Responsibility for MCD Intermediation (5 Jun 2025 to 7 Apr 2026)
    • (196)SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2025 to 7 Apr 2026)
    • (197)SMF16 Compliance Oversight (5 Jun 2025 to 7 Apr 2026)
    • (198)SMF3 Executive Director (5 Jun 2025 to 7 Apr 2026)
  • Isio Wealth Planning Limited (no longer approved here)

    FRN 460880

    • Responsible for Insurance Distribution (13 Jul 2022 to 8 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Sep 2023)
    • CF11 Money Laundering Reporting (31 Oct 2016 to 8 Dec 2019)
    • CF1 Director (31 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF16 Compliance Oversight at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function removed: Responsibility for MCD Intermediation at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function removed: Responsible for Insurance Distribution at ELLIS BATES WEALTH MANAGEMENT LTD

  4. controlled function removed: SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD

  5. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at ELLIS BATES WEALTH MANAGEMENT LTD

  6. controlled function added: (194)Responsibility for MCD Intermediation at ELLIS BATES WEALTH MANAGEMENT LTD

  7. controlled function added: (195)Responsible for Insurance Distribution at ELLIS BATES WEALTH MANAGEMENT LTD

  8. controlled function added: (196)SMF17 Money Laundering Reporting Officer (MLRO) at ELLIS BATES WEALTH MANAGEMENT LTD

  9. controlled function added: (197)SMF16 Compliance Oversight at ELLIS BATES WEALTH MANAGEMENT LTD

  10. controlled function added: (198)SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD