Isio Wealth Planning Limited

• Principal Place of Business

  Isio

  A M P House

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4407500993506

  Web

  https://www.isio.com/isio-wealth-planning-welcome/

• Complaints Contact

  Isio

  A M P House

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4407500993506

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Craig Liam McGuinness

  IRN CXM00833

  • [FCA CF] Client dealing (17 Feb 2023 to 2 Oct 2025)
  • [FCA CF] Functions requiring qualifications (17 Feb 2023 to 2 Oct 2025)
• David James Little

  IRN DJL00025

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2025)
  • CF30 Customer (16 May 2011 to 8 Dec 2019)
• David Stanley Smith

  IRN DSS01027

  • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
  • CF1 Director (24 Sep 2010 to 8 Dec 2019)
• Diana Marie Jackson McCann

  IRN DMJ00029

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Sep 2023)
• Dylan Rodney Babatunde Davies

  IRN DRD01045

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2025)
• Gareth Bowen Morris

  IRN GBM00004

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (23 Apr 2014 to 8 Dec 2019)
• Gareth Huw Roberts

  IRN GHR01021

  • SMF3 Executive Director (since 22 Dec 2025)
• Gareth John Helyer

  IRN GJH00030

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Apr 2014 to 8 Dec 2019)
• George William Ewin

  IRN GXE12755

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2022)
  • CF30 Customer (1 May 2019 to 8 Dec 2019)
• Howard Philip Barnes

  IRN HPB01030

  • Responsible for Insurance Distribution (13 Jul 2022 to 8 Sep 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Sep 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 8 Sep 2023)
  • CF10 Compliance Oversight (31 Oct 2016 to 8 Dec 2019)
  • CF1 Director (31 Oct 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (31 Oct 2016 to 8 Dec 2019)

No changes recorded yet.