Isio Wealth Planning Limited

• Principal Place of Business

  Isio

  A M P House

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4407500993506

  Web

  https://www.isio.com/isio-wealth-planning-welcome/

• Complaints Contact

  Isio

  A M P House

  Dingwall Road

  Croydon

  CR0 2LX

  UNITED KINGDOM

  Phone

  +4407500993506

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Ian Jenkins

  IRN IXJ01066

  • [FCA CF] Client dealing (6 Sep 2022 to 23 Sep 2025)
  • [FCA CF] Functions requiring qualifications (6 Sep 2022 to 23 Sep 2025)
• Ian Mark Gutteridge

  IRN IMG01038

  • SMF3 Executive Director (9 Dec 2019 to 22 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (5 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (5 Feb 2007 to 3 Nov 2016)
  • CF1 Director (5 Feb 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Feb 2007 to 3 Nov 2016)
  • Responsible for Insurance Mediation (5 Feb 2007 to 3 Nov 2016)
  • CF8 Apportionment and Oversight (5 Feb 2007 to 31 Mar 2009)
• Ian Richard Pain

  IRN IXP00026

  • SMF3 Executive Director (24 Jun 2022 to 31 May 2025)
• Jacqueline Jean Hutton

  IRN JJF00002

  • CF30 Customer (1 Dec 2009 to 29 Nov 2016)
• James Alan Mousley

  IRN JAM01437

  • CF30 Customer (2 May 2014 to 14 Dec 2017)
• Joanne Hoad

  IRN JXH87719

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Oct 2023)
  • SMF16 Compliance Oversight (since 27 Oct 2023)
• Jonathan Robert Brown

  IRN JRB01338

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2024)
  • CF30 Customer (10 Dec 2012 to 8 Dec 2019)
• Kathryn Gannon

  IRN KXN00001

  • CF30 Customer (20 Mar 2014 to 29 Feb 2016)
• Kirsten Bach-Petersen

  IRN KXB00066

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 May 2008 to 8 Dec 2019)
• Lynn Greenwell

  IRN LXG00347

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 May 2025)
  • [FCA CF] Client dealing (since 23 May 2025)

No changes recorded yet.