Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2023)
    • CF1 Director (AR) (since 22 Mar 2023)
    • CF30 Customer (since 22 Mar 2023)
    • (1)Employed By (since 22 Mar 2023)
  • Isio Wealth Planning Limited (no longer approved here)

    FRN 460880

    • CF30 Customer (20 Mar 2014 to 29 Feb 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (12 Dec 2011 to 28 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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