Ian Mark Gutteridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Isio Wealth Planning Limited (no longer approved here)

    FRN 460880

    • SMF3 Executive Director (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (5 Feb 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Feb 2007 to 3 Nov 2016)
    • CF8 Apportionment and Oversight (5 Feb 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (5 Feb 2007 to 3 Nov 2016)
    • CF11 Money Laundering Reporting (5 Feb 2007 to 3 Nov 2016)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (5 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.