Christopher John Green

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City Asset Management Plc

    FRN 122483

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (19 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2011 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (18 Feb 2004 to 27 Dec 2006)
    • CF22 Investment Adviser (Trainee) (17 Dec 2003 to 18 Feb 2004)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 21 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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