Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 22 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (5 May 2014 to 22 Jun 2018)
  • Prime Wealth Planning Ltd (no longer approved here)

    FRN 586270

    • (3)Employed By (5 May 2014 to 22 Jun 2018)
  • Frank Corrigan & Co. Limited (no longer approved here)

    FRN 138941

    • (26)CF30 Customer (1 Jun 2011 to 31 Mar 2014)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF24 Pension Transfer Specialist (21 Apr 2004 to 15 Jul 2005)
    • CF21 Investment Adviser (19 Feb 2003 to 15 Jul 2005)
    • CF22 Investment Adviser (Trainee) (13 Jan 2003 to 19 Feb 2003)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (1 Dec 2001 to 12 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (26)CF30 Customer at Frank Corrigan & Co. Limited