Charlotte Platts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFS Milbourne Financial Services Limited

    FRN 125051

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 6 Sep 2024)
  • HW Financial Services Limited

    FRN 134190

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 6 Sep 2024)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Manager of certification employee (since 6 Sep 2024)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (6 Sep 2024 to 1 Apr 2026)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Significant management (25 Jan 2021 to 1 Feb 2024)
    • [FCA CF] Material risk taker (25 Jan 2021 to 1 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jan 2021 to 1 Feb 2024)
    • [FCA CF] Manager of certification employee (25 Jan 2021 to 1 Feb 2024)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Mar 2020)
    • CF2 Non Executive Director (1 Jan 2019 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (21 Aug 2018 to 16 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 Aug 2018 to 16 Jul 2020)
    • [FCA CF] Significant management (21 Aug 2018 to 16 Jul 2020)
    • [FCA CF] Material risk taker (21 Aug 2018 to 16 Jul 2020)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • [FCA CF] Manager of certification employee (21 Aug 2018 to 16 Jul 2019)
    • [FCA CF] Significant management (21 Aug 2018 to 16 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.