Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (24 Sep 2020 to 16 Aug 2022)
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (24 Sep 2020 to 16 Aug 2022)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (24 Sep 2020 to 16 Aug 2022)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (24 Sep 2020 to 16 Aug 2022)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Significant management (24 Sep 2020 to 16 Aug 2022)
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Aug 2022)
    • CF30 Customer (7 May 2013 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • [FCA CF] Significant management (24 Sep 2020 to 16 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF1 Director (10 Nov 2004 to 31 Aug 2006)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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