Rockhold Asset Management Limited

• Principal Place of Business

  Floor 4

  1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.rockholdam.co.uk

• Complaints Contact

  1 Angel Court

  London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Benjamin Sumeet David Kumar

  IRN BSK01033

  • [FCA CF] Manager of certification employee (5 Jun 2025 to 23 Sep 2025)
• Christopher Baynes

  IRN CXB02096

  • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
• Christopher John Wilson

  IRN CJW01280

  • [FCA CF] Functions requiring qualifications (31 Jan 2022 to 16 Apr 2025)
  • [FCA CF] Client dealing (31 Jan 2022 to 16 Apr 2025)
• Craig Phillip Stansfield

  IRN CPS01087

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2022)
  • CF10 Compliance Oversight (31 Jan 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Nov 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
  • CF1 Director (2 Feb 2012 to 8 Dec 2019)
• Dean Proctor

  IRN DMP01108

  • SMF1 Chief Executive (since 25 Jun 2025)
  • SMF3 Executive Director (since 28 Mar 2025)
• Duncan Richard Walker

  IRN DXW24499

  • SMF3 Executive Director (since 28 Mar 2025)
• Glenn Martin Hamilton

  IRN GXH00240

  • SMF3 Executive Director (31 Jan 2022 to 11 Apr 2025)
• James Millard

  IRN JEM01177

  • Director of firm who is not a certification employee or a SMF manager (27 Jul 2023 to 16 Apr 2025)
• Janakan Sivananthan

  IRN JXS00928

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2025)
  • SMF16 Compliance Oversight (since 9 Jan 2025)
• Jason Paul Kirk

  IRN JXK16758

  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2022 to 12 Dec 2024)
  • SMF16 Compliance Oversight (31 Jan 2022 to 12 Dec 2024)

No changes recorded yet.