Duncan Richard Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rockhold Asset Management Limited
FRN 565311
- SMF3 Executive Director (since 28 Mar 2025)
Seven Investment Management LLP
FRN 589124
- [FCA CF] Material risk taker (since 9 Jul 2024)
- CF1 Director (AR) (since 8 Mar 2024)
- SMF27 Partner (since 28 Sep 2020)
Partners Wealth Management Solutions Limited
FRN 739045
- Responsible for Insurance Distribution (since 15 May 2024)
- SMF3 Executive Director (since 15 May 2024)
7IM Investment and Retirement Solutions Limited
FRN 787394
- SMF3 Executive Director (since 28 Sep 2020)
- Responsible for Insurance Distribution (since 28 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.