Rockhold Asset Management Limited

Date authorised
1 April 2013
Companies House
02442391
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 4
    1 Angel Court
    London
    EC2R 7HJ
    UNITED KINGDOM
    Phone
    +4402077608777
    Web
    https://www.rockholdam.co.uk

  • Complaints Contact

    1 Angel Court
    London
    EC2R 7HJ
    UNITED KINGDOM
    Phone
    +4402077608777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Alastair Couzens

    IRN MAC00076

    • SMF3 Executive Director (31 Jan 2022 to 11 Apr 2025)
    • SMF1 Chief Executive (31 Jan 2022 to 11 Apr 2025)
  • Michael Andrew Ferns

    IRN MAF01049

    • SMF3 Executive Director (31 Jan 2022 to 11 Apr 2025)
  • Michael Phillips

    IRN MXP00906

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Dec 2024 to 11 Apr 2025)
  • Nigel Baynes

    IRN NXB01164

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (2 Feb 2012 to 8 Dec 2019)
    • CF1 Director (2 Feb 2012 to 8 Dec 2019)
  • Paul Anthony Hudson

    IRN PAH01273

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (2 Feb 2012 to 8 Dec 2019)
  • Rachel Lowe

    IRN RXL00079

    • SMF16 Compliance Oversight (2 Dec 2024 to 11 Apr 2025)
  • Shanti Ellis Kelemen

    IRN SEK01036

    • [FCA CF] Manager of certification employee (since 23 Sep 2025)
  • Stacey Lee Ash

    IRN SLA01016

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
    • [FCA CF] Client dealing (since 31 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2025)
    • CF11 Money Laundering Reporting (2 Feb 2012 to 8 Nov 2013)
    • CF30 Customer (2 Feb 2012 to 8 Dec 2019)
    • CF1 Director (2 Feb 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Feb 2012 to 1 Feb 2016)
  • Stuart Cresswell

    IRN SXC02018

    • SMF3 Executive Director (31 Jan 2022 to 11 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.