Shanti Ellis Kelemen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rockhold Asset Management Limited

    FRN 565311

    • [FCA CF] Manager of certification employee (since 23 Sep 2025)
  • Seven Investment Management LLP

    FRN 589124

    • 14. Managing investments
    • [FCA CF] Significant management (since 8 Sep 2025)
    • [FCA CF] Material risk taker (since 8 Sep 2025)
    • [FCA CF] Manager of certification employee (since 8 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
  • My Continuum Wealth Limited (no longer approved here)

    FRN 929955

    • [FCA CF] Client dealing (11 Sep 2023 to 8 Aug 2025)
    • SMF3 Executive Director (23 Jun 2023 to 7 Aug 2025)
  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • SMF1 Chief Executive (12 Jan 2023 to 7 Aug 2025)
    • [FCA CF] Client dealing (9 May 2022 to 7 Aug 2025)
    • SMF27 Partner (29 Mar 2022 to 7 Aug 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (20 Feb 2017 to 30 Aug 2019)
    • CF30 Customer (14 Aug 2013 to 31 Jul 2015)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF30 Customer (20 Feb 2015 to 31 Jul 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Nov 2010 to 25 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.