Nigel Baynes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rockhold Asset Management Limited (no longer approved here)

    FRN 565311

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (2 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2012 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (1 Nov 2007 to 6 Dec 2013)
    • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
    • CF27 Investment Management (29 Aug 2002 to 31 Oct 2007)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
    • CF27 Investment Management (1 Dec 2001 to 6 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.