Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 2 Aug 2025)
    • SMF3 Executive Director (since 2 Dec 2024)
    • Responsibility for MCD Intermediation (since 2 Dec 2024)
    • SMF16 Compliance Oversight (since 2 Dec 2024)
    • SMF4 Chief Risk (since 17 Apr 2025)
    • Responsibility for MCD Intermediation (since 2 Dec 2024)
    • SMF16 Compliance Oversight (since 2 Dec 2024)
    • SMF3 Executive Director (since 2 Dec 2024)
    • SMF5 Head of Internal Audit (13 Jan 2023 to 4 Apr 2025)
  • Rockhold Asset Management Limited (no longer approved here)

    FRN 565311

    • SMF16 Compliance Oversight (2 Dec 2024 to 11 Apr 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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