Dean Proctor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rockhold Asset Management Limited

    FRN 565311

    • SMF1 Chief Executive (since 25 Jun 2025)
    • SMF3 Executive Director (since 28 Mar 2025)
  • 7IM Investment and Retirement Solutions Limited

    FRN 787394

    • Responsibility for MCD Intermediation (since 13 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (28 May 2019 to 8 Dec 2019)
    • CF3 Chief Executive (28 May 2019 to 8 Dec 2019)
  • Seven Investment Management LLP

    FRN 589124

    • [FCA CF] Material risk taker (since 8 Jul 2024)
    • CF1 Director (AR) (since 19 Feb 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (28 May 2019 to 8 Dec 2019)
    • CF4 Partner (28 May 2019 to 8 Dec 2019)
  • Partners Wealth Management Solutions Limited

    FRN 739045

    • Responsibility for MCD Intermediation (since 16 May 2024)
    • SMF3 Executive Director (since 16 May 2024)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • Responsible for Insurance Mediation (23 Dec 2010 to 1 Dec 2011)
    • CF3 Chief Executive (2 Nov 2009 to 1 Mar 2012)
    • CF1 Director (3 Jul 2009 to 1 Mar 2012)
  • SECURE TRUST BANK PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 204550

    • CF1 Director (26 Oct 2010 to 23 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.