Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- SMF16 Compliance Oversight (since 7 May 2025)
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Fairstone Financial Management Limited
FRN 475973
- SMF16 Compliance Oversight (since 7 May 2025)
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- SMF4 Chief Risk (5 Aug 2022 to 31 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Dec 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 12 Dec 2024)
- CF1 Director (30 Jul 2019 to 8 Dec 2019)
- Responsibility for MCD Intermediation (30 Jul 2019 to 12 Dec 2024)
- Responsible for Insurance Distribution (30 Jul 2019 to 12 Dec 2024)
- CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2022 to 12 Dec 2024)
- SMF16 Compliance Oversight (31 Jan 2022 to 12 Dec 2024)
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- SMF16 Compliance Oversight (28 May 2021 to 12 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 May 2021 to 12 Dec 2024)
- SMF3 Executive Director (28 May 2021 to 12 Dec 2024)
- Responsibility for MCD Intermediation (28 May 2021 to 12 Dec 2024)
- Responsible for Insurance Distribution (28 May 2021 to 12 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.