Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Partners Wealth Management Solutions Limited
FRN 739045
- SMF16 Compliance Oversight (since 25 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2025)
- SMF3 Executive Director (since 1 Nov 2024)
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Rockhold Asset Management Limited
FRN 565311
- SMF16 Compliance Oversight (since 9 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2025)
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- SMF3 Executive Director (since 15 Nov 2024)
- SMF16 Compliance Oversight (since 29 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2022)
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Seven Investment Management LLP
FRN 589124
- [FCA CF] Material risk taker (since 8 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2022)
- SMF16 Compliance Oversight (since 29 Sep 2022)
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Partners Wealth Management LLP
FRN 442303
- SMF16 Compliance Oversight (since 29 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
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