Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advanta Invest Ltd
FRN 953313
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 14 Mar 2025)
- SMF1 Chief Executive (since 20 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2023)
- SMF16 Compliance Oversight (since 20 Dec 2023)
- SMF3 Executive Director (since 10 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
- [FCA CF] Client dealing (since 1 Feb 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2021)
- CF30 Customer (31 Jan 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2021)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (24 Jun 2015 to 8 Dec 2019)
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- CF30 Customer (23 Sep 2008 to 10 May 2010)
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- CF30 Customer (1 Nov 2007 to 28 Apr 2008)
- CF22 Investment Adviser (Trainee) (23 Mar 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (1 May 2002 to 9 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.