Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 10. Broker fund adviser
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 14 Mar 2025)
    • SMF1 Chief Executive (since 20 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2023)
    • SMF16 Compliance Oversight (since 20 Dec 2023)
    • SMF3 Executive Director (since 10 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2021)
    • CF30 Customer (31 Jan 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2021)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (24 Jun 2015 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (23 Sep 2008 to 10 May 2010)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF30 Customer (1 Nov 2007 to 28 Apr 2008)
    • CF22 Investment Adviser (Trainee) (23 Mar 2007 to 31 Oct 2007)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF22 Investment Adviser (Trainee) (1 May 2002 to 9 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.