Christopher Feeney

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanta Direct Ltd (no longer approved here)

    FRN 430987

    • SMF16 Compliance Oversight (17 Jun 2022 to 21 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jun 2022 to 21 Dec 2023)
    • SMF3 Executive Director (17 Jun 2022 to 21 Dec 2023)
    • Responsible for Insurance Distribution (17 Jun 2022 to 21 Dec 2023)
  • Advanta Invest Ltd (no longer approved here)

    FRN 953313

    • SMF16 Compliance Oversight (30 Dec 2021 to 20 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Dec 2021 to 20 Dec 2023)
  • Advanta Wealth Ltd (no longer approved here)

    FRN 605977

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2024)
    • CF1 Director (31 Oct 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (31 Oct 2019 to 17 Nov 2023)
    • Responsible for Insurance Distribution (31 Oct 2019 to 17 Nov 2023)
    • CF11 Money Laundering Reporting (1 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2018 to 8 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (19 May 2008 to 1 Aug 2012)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 5 May 2008)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (6 Feb 2007 to 30 Aug 2007)
    • CF22 Investment Adviser (Trainee) (18 May 2005 to 6 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.