Christopher Michael Hughes

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanta Wealth Ltd

    FRN 605977

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 4 Oct 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Advanta Invest Ltd (no longer approved here)

    FRN 953313

    • [FCA CF] Functions requiring qualifications (30 Dec 2021 to 7 Aug 2023)
    • SMF3 Executive Director (30 Dec 2021 to 21 Aug 2023)
    • [FCA CF] Client dealing (30 Dec 2021 to 7 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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