Advanta Wealth Ltd

• Principal Place of Business

  Advanta Wealth Ltd

  130 Buckingham Palace Road

  London

  Westminster

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +4403450340200

  Web

  https://www.advantawealth.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Michael Hughes

  IRN CMH01179

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 4 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Colin Cowan

  IRN CXC00069

  • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
• Craig Stewart Webster

  IRN CSW00007

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF3 Chief Executive (29 Jan 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2019)
  • Responsible for Insurance Mediation (4 Apr 2018 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (4 Apr 2018 to 1 Nov 2019)
  • CF1 Director (30 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Daniel James Wright

  IRN DXW00331

  • [FCA CF] Client dealing (16 Mar 2022 to 17 Oct 2025)
  • [FCA CF] Functions requiring qualifications (16 Mar 2022 to 17 Oct 2025)
• Daragh Felipe O'Sullivan

  IRN DFO01005

  • CF30 Customer (5 Aug 2015 to 7 Jun 2016)
• David James Bowie Mackintosh

  IRN DJM01598

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
• David Waters

  IRN WXD01172

  • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 29 Jan 2024)
• Denise McIlhoney

  IRN DXM00755

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
  • [FCA CF] Client dealing (21 Dec 2023 to 30 Jun 2025)
• Derek John Smith

  IRN DJS00119

  • [FCA CF] Manager of certification employee (1 Jul 2021 to 18 Nov 2022)
• Douglas James Moore

  IRN DJM00071

  • [FCA CF] Client dealing (4 Aug 2022 to 15 Dec 2022)
  • [FCA CF] Functions requiring qualifications (4 Aug 2022 to 15 Dec 2022)

• HJ Wealth Management Ltd

  FRN 804147 · Appointed 31 Mar 2026

• M W Wealth Management Ltd (no longer appointed)

  FRN 442069 · Appointed 16 Dec 2022 · Until 10 Dec 2024

No changes recorded yet.