Advanta Wealth Ltd

• Principal Place of Business

  Advanta Wealth Ltd

  130 Buckingham Palace Road

  London

  Westminster

  SW1W 9SA

  UNITED KINGDOM

  Phone

  +4403450340200

  Web

  https://www.advantawealth.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan Walter James Carter

  IRN DXC11188

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (11 Feb 2019 to 8 Dec 2019)
• Elliott Scott Allen

  IRN EXA22791

  • [FCA CF] Client dealing (29 Nov 2021 to 12 Feb 2025)
  • [FCA CF] Functions requiring qualifications (29 Nov 2021 to 12 Feb 2025)
• Frazer Mackay

  IRN FXM00063

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• George Bray

  IRN GXB20209

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
• Gillian Clare Piggot

  IRN GCP01044

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 2 Apr 2026)
  • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2026)
  • SMF3 Executive Director (since 12 Apr 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Dec 2024)
  • CF30 Customer (9 Mar 2015 to 8 Dec 2019)
• Gregory Seath

  IRN GXS01317

  • SMF3 Executive Director (since 17 Apr 2025)
  • Responsible for Insurance Distribution (since 13 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2025)
  • Responsibility for MCD Intermediation (since 13 Feb 2025)
  • SMF16 Compliance Oversight (since 13 Feb 2025)
  • [FCA CF] Manager of certification employee (3 Dec 2024 to 29 May 2025)
• Harry James O'Connor

  IRN HJO00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 17 Apr 2026)
  • CF1 Director (AR) (since 31 Mar 2026)
  • CF30 Customer (since 31 Mar 2026)
• Iain Alexander Valentine

  IRN IAV01003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Jun 2016 to 8 Dec 2019)
• James McLair

  IRN JXM01792

  • [FCA CF] Client dealing (1 Mar 2020 to 8 Dec 2023)
  • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 8 Dec 2023)
• Janice Marshall Craig Dallas

  IRN JMA00044

  • [FCA CF] Functions requiring qualifications (27 Apr 2022 to 8 Dec 2023)
  • [FCA CF] Client dealing (27 Apr 2022 to 8 Dec 2023)

• HJ Wealth Management Ltd

  FRN 804147 · Appointed 31 Mar 2026

• M W Wealth Management Ltd (no longer appointed)

  FRN 442069 · Appointed 16 Dec 2022 · Until 10 Dec 2024

No changes recorded yet.