Harry James O'Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanta Wealth Ltd

    FRN 605977

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Apr 2026)
    • CF1 Director (AR) (since 31 Mar 2026)
    • CF30 Customer (since 31 Mar 2026)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (3 Apr 2018 to 1 Apr 2026)
    • CF1 Director (AR) (3 Apr 2018 to 1 Apr 2026)
  • HJ Wealth Management Ltd (no longer approved here)

    FRN 804147

    • Employed By (3 Apr 2018 to 1 Apr 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (7 Oct 2015 to 4 Apr 2018)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (1 Nov 2007 to 13 Apr 2015)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2006 to 7 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.