James McLair

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARMSTRONG WATSON FINANCIAL PLANNING LTD

    FRN 542122

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
    • [FCA CF] Client dealing (since 17 Apr 2025)
  • Advanta Wealth Ltd (no longer approved here)

    FRN 605977

    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 8 Dec 2023)
    • [FCA CF] Client dealing (1 Mar 2020 to 8 Dec 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 May 2010)
    • CF21 Investment Adviser (8 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2005 to 8 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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