Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advanta Wealth Ltd
FRN 605977
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 2 Apr 2026)
- CF30 Customer (since 2 Apr 2026)
- SMF3 Executive Director (since 12 Apr 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Dec 2024)
- CF30 Customer (9 Mar 2015 to 8 Dec 2019)
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HJ Wealth Management Ltd
FRN 804147
- Employed By (since 2 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
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