Elliott Scott Allen

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HYFI PRIVATE WEALTH LIMITED

    FRN 133473

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 17 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • Advanta Wealth Ltd (no longer approved here)

    FRN 605977

    • [FCA CF] Functions requiring qualifications (29 Nov 2021 to 12 Feb 2025)
    • [FCA CF] Client dealing (29 Nov 2021 to 12 Feb 2025)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2021)
    • CF30 Customer (31 Oct 2019 to 19 Mar 2021)
  • Gravita Wealth Limited (no longer approved here)

    FRN 192082

    • (5)Employed By (5 Nov 2019 to 19 Mar 2021)
  • Simmons Gainsford Financial Services Limited (no longer approved here)

    FRN 449588

    • (5)Employed By (5 Nov 2019 to 19 Mar 2021)
  • BKL Wealth Management Limited (no longer approved here)

    FRN 607954

    • Employed By (5 Nov 2019 to 19 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.