HYFI PRIVATE WEALTH LIMITED

• Principal Place of Business

  First Floor

  The Barn

  Cow Lane

  Bushey

  Herts

  WD23 3EL

  UNITED KINGDOM

  Phone

  +442082075252

  Web

  https://www.hyfi.co.uk

• Complaints Contact

  First Floor

  The Barn

  Cow Lane

  Bushey

  Herts

  WD23 3EL

  UNITED KINGDOM

  Phone

  +442082075252

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Joseph Hyman

  IRN BJH00003

  • CF1 Director (1 Dec 2001 to 18 Aug 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 18 Aug 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2003)
• David Harry Hyman

  IRN DHH00001

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Sep 2016)
  • Responsible for Insurance Mediation (11 Mar 2015 to 30 Sep 2018)
  • CF10 Compliance Oversight (8 May 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 May 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (15 Dec 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (15 Dec 2003 to 11 Feb 2008)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Elliott Scott Allen

  IRN EXA22791

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
• Gregory John Inwood

  IRN GJI00004

  • CF30 Customer (1 Nov 2007 to 7 Feb 2012)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
• Ian Paul Baker

  IRN IPB00001

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2012)
  • CF1 Director (1 Dec 2001 to 31 Mar 2012)
• James Kent

  IRN JXK01633

  • CF30 Customer (15 Mar 2011 to 31 May 2012)
• Joshua Tiano

  IRN JXT00006

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 18 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 18 Jul 2025)
• Karen Jane Gerardi

  IRN KXG00053

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 23 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
• Lesley Ann Fidell

  IRN LXF00019

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Raymond James Tape

  IRN RJT00001

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2012)
  • CF1 Director (1 Dec 2001 to 31 Mar 2012)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Sequoia Mortgages Ltd

  FRN 582547 · Appointed 8 Jun 2012

No changes recorded yet.