Daragh Felipe O'Sullivan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- [FCA CF] Client dealing (29 Apr 2021 to 16 Aug 2023)
GAM London Limited (no longer approved here)
FRN 122330
- CF30 Customer (25 Oct 2016 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Advanta Wealth Ltd (no longer approved here)
FRN 605977
- CF30 Customer (5 Aug 2015 to 7 Jun 2016)
HANSON ASSET MANAGEMENT LTD (no longer approved here)
FRN 525784
- CF30 Customer (16 Sep 2013 to 13 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.