David James Bowie Mackintosh

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advanta Wealth Ltd

    FRN 605977

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (39)Employed By (22 Aug 2011 to 9 Jan 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (22 Aug 2011 to 9 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (39)Employed By at One Financial Planning Ltd