Andrew James Alexander Orr

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Resolute Financial Advisers LLP

    FRN 708063

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2022)
    • [FCA CF] Client dealing (since 13 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (13 Dec 2022 to 14 Dec 2022)
    • CF30 Customer (23 Oct 2015 to 8 Dec 2019)
  • Advanta Wealth Ltd (no longer approved here)

    FRN 605977

    • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 2 Sep 2022)
    • [FCA CF] Client dealing (6 Apr 2020 to 2 Sep 2022)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (30 Oct 2012 to 15 Aug 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Oct 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.