Maria Catherine Whiteway Mugford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEBC Group Limited

    FRN 760755

    • Responsible for Insurance Distribution (since 16 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2023)
    • SMF16 Compliance Oversight (since 16 Jan 2023)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • SMF16 Compliance Oversight (16 Jan 2023 to 29 Sep 2023)
    • Responsible for Insurance Distribution (16 Jan 2023 to 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2023 to 29 Sep 2023)
  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Jul 2022)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Feb 2022 to 1 Jul 2022)
  • ADVANTA WEALTH (SOUTH WEST) LTD (no longer approved here)

    FRN 677869

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jun 2021)
  • Aquila Financial Management Limited (no longer approved here)

    FRN 161585

    • CF30 Customer (15 Jul 2015 to 6 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.