David Andrew Hammond

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Worldwide Financial Planning Ltd

    FRN 440668

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2025)
    • SMF3 Executive Director (24 Oct 2025 to 20 Feb 2026)
  • ADVANTA WEALTH (SOUTH WEST) LTD (no longer approved here)

    FRN 677869

    • SMF1 Chief Executive (19 Apr 2024 to 31 May 2025)
    • SMF3 Executive Director (22 Dec 2022 to 31 May 2025)
    • [FCA CF] Manager of certification employee (4 Oct 2022 to 31 May 2025)
    • [FCA CF] Client dealing (4 Oct 2022 to 31 May 2025)
    • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 31 May 2025)
  • FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 433591

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 11 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
    • CF3 Chief Executive (9 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (15 Jun 2017 to 8 Dec 2019)
    • CF1 Director (15 Jun 2017 to 8 Dec 2019)
  • Nelsons Solicitors Limited (no longer approved here)

    FRN 523173

    • CF30 Customer (1 Jan 2013 to 14 Jun 2017)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (4 May 2007 to 30 Jun 2008)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 Jun 2006 to 27 Apr 2007)
    • CF22 Investment Adviser (Trainee) (25 Oct 2005 to 27 Jun 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (25 Feb 2005 to 16 Sep 2005)
    • CF22 Investment Adviser (Trainee) (18 Mar 2004 to 25 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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