Nelsons Solicitors Limited

Date authorised
27 September 2010
Companies House
07219010
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nelsons Solicitors
    Pennine House
    8 Stanford Street
    Nottingham
    NG1 7BQ
    UNITED KINGDOM
    Phone
    +4408000241976
    Web
    https://www.nelsonslaw.co.uk

  • Complaints Contact

    Nelsons Solicitors
    Pennine House
    8 Stanford Street
    Nottingham
    NG1 7BQ
    UNITED KINGDOM
    Phone
    +4408000241976

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Vincent Mills

    IRN AXM00037

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2020)
  • Alan Horne

    IRN AXH01396

    • CF30 Customer (18 Oct 2010 to 31 Dec 2012)
  • Alexandra Rose Black

    IRN AXB00970

    • [FCA CF] Client dealing (since 1 Feb 2022)
  • Amanda Sawyer

    IRN AXS00578

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2020)
  • Andrea Helen Checkley

    IRN AHC01048

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2022)
    • CF30 Customer (3 Jun 2016 to 14 Nov 2018)
  • Beryl Morgan

    IRN BXM01248

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (27 May 2016 to 8 Dec 2019)
  • Bruce Howard Leighton Williams

    IRN BXW00182

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 25 Jul 2023)
  • Cathryn Selby

    IRN CXS00143

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2021)
    • SMF16 Compliance Oversight (since 11 Feb 2021)
    • Responsible for Insurance Distribution (since 11 Feb 2021)
    • SMF3 Executive Director (since 11 Feb 2021)
  • Ceri Louisa Hayday

    IRN CXH00285

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Christopher Miller

    IRN CXM01395

    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Nov 2018)
    • Responsibility for MCD Intermediation (25 Aug 2016 to 14 Nov 2018)
    • CF10a CASS Oversight function (12 Jun 2013 to 14 Nov 2018)
    • CF1 Director (18 Oct 2010 to 14 Nov 2018)
    • CF10 Compliance Oversight (18 Oct 2010 to 14 Nov 2018)
    • Responsible for Insurance Mediation (18 Oct 2010 to 25 Aug 2016)
    • CF11 Money Laundering Reporting (18 Oct 2010 to 14 Nov 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Beryl Morgan (no longer appointed)

    FRN 747731 · Appointed 23 May 2016 · Until 22 Feb 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.