Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nelsons Solicitors Limited (no longer approved here)

    FRN 523173

    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Nov 2018)
    • Responsibility for MCD Intermediation (25 Aug 2016 to 14 Nov 2018)
    • CF10a CASS Oversight function (12 Jun 2013 to 14 Nov 2018)
    • Responsible for Insurance Mediation (18 Oct 2010 to 25 Aug 2016)
    • CF11 Money Laundering Reporting (18 Oct 2010 to 14 Nov 2018)
    • CF10 Compliance Oversight (18 Oct 2010 to 14 Nov 2018)
    • CF1 Director (18 Oct 2010 to 14 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.