Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 14 Nov 2018)
- Responsibility for MCD Intermediation (25 Aug 2016 to 14 Nov 2018)
- CF10a CASS Oversight function (12 Jun 2013 to 14 Nov 2018)
- Responsible for Insurance Mediation (18 Oct 2010 to 25 Aug 2016)
- CF11 Money Laundering Reporting (18 Oct 2010 to 14 Nov 2018)
- CF10 Compliance Oversight (18 Oct 2010 to 14 Nov 2018)
- CF1 Director (18 Oct 2010 to 14 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.