Adam Vincent Mills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Fiducia Network Ltd
FRN 917537
- CF1 Director (AR) (since 21 Jun 2024)
CASTLE ROCK COMMERCIAL FINANCE LTD
FRN 1013506
- Employed By (since 21 Jun 2024)
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 22 Sep 2020)
- CF30 Customer (since 21 Sep 2020)
- CF1 Director (AR) (since 21 Sep 2020)
Castle Rock Financial Planning Ltd
FRN 932243
- Employed By (since 21 Sep 2020)
Nelsons Solicitors Limited (no longer approved here)
FRN 523173
- [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.