Nelsons Solicitors Limited

• Principal Place of Business

  Nelsons Solicitors

  Pennine House

  8 Stanford Street

  Nottingham

  NG1 7BQ

  UNITED KINGDOM

  Phone

  +4408000241976

  Web

  https://www.nelsonslaw.co.uk

• Complaints Contact

  Nelsons Solicitors

  Pennine House

  8 Stanford Street

  Nottingham

  NG1 7BQ

  UNITED KINGDOM

  Phone

  +4408000241976

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Collection

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Freestone

  IRN DXF00278

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • [FCA CF] Client dealing (since 12 Sep 2023)
• David Andrew Hammond

  IRN DAH01188

  • CF30 Customer (1 Jan 2013 to 14 Jun 2017)
• Dylan Jones

  IRN DXJ00298

  • [FCA CF] Client dealing (20 Nov 2023 to 1 Sep 2025)
• Fabian Taylor

  IRN FXT01211

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Aug 2021)
  • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
• Jack Edward Green

  IRN JXG00424

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
  • [FCA CF] Client dealing (since 4 Oct 2021)
• James Benjamin Reid

  IRN JXR15457

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2024)
• James Edward Russell Coningsby

  IRN JXC00775

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 25 Jul 2023)
• Jayne Chilvers

  IRN JXC16229

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
  • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
• John Vincent Stanley

  IRN JVS01012

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2023)
  • CF30 Customer (25 Apr 2017 to 8 Dec 2019)
• Joseph Jones

  IRN JXJ00415

  • [FCA CF] Client dealing (since 9 Jun 2025)

• Beryl Morgan (no longer appointed)

  FRN 747731 · Appointed 23 May 2016 · Until 22 Feb 2018

No changes recorded yet.