Nelsons Solicitors Limited

• Principal Place of Business

  Nelsons Solicitors

  Pennine House

  8 Stanford Street

  Nottingham

  NG1 7BQ

  UNITED KINGDOM

  Phone

  +4408000241976

  Web

  https://www.nelsonslaw.co.uk

• Complaints Contact

  Nelsons Solicitors

  Pennine House

  8 Stanford Street

  Nottingham

  NG1 7BQ

  UNITED KINGDOM

  Phone

  +4408000241976

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Collection

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julia Marion Scott

  IRN JMW01339

  • [FCA CF] Client dealing (12 May 2021 to 13 Aug 2021)
• Kieron Michael Watson

  IRN KXW00309

  • [FCA CF] Client dealing (1 Sep 2022 to 25 Sep 2023)
• Kirsty Anne Hardman

  IRN KXH00191

  • [FCA CF] Client dealing (4 Jan 2021 to 22 Oct 2021)
• Laura Dean

  IRN LXH01439

  • CF30 Customer (1 Nov 2015 to 9 Mar 2018)
• Nathan James Richardson

  IRN NJR01123

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 7 May 2024)
  • [FCA CF] Functions requiring qualifications (since 7 May 2024)
• Nicholas Adam Davies

  IRN NAD01074

  • CF30 Customer (1 Dec 2010 to 31 Dec 2013)
• Oliver William Lydeard

  IRN OWL01001

  • CF30 Customer (2 Jul 2018 to 30 Oct 2019)
• Phillip Terry

  IRN PXT01460

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 May 2011 to 8 Dec 2019)
• Richard Grosberg

  IRN RXG01207

  • CF1 Director (18 Oct 2010 to 14 Nov 2018)
• Samuel Douglas Martin Cawley

  IRN SDC01108

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
  • [FCA CF] Client dealing (since 3 Nov 2020)

• Beryl Morgan (no longer appointed)

  FRN 747731 · Appointed 23 May 2016 · Until 22 Feb 2018

No changes recorded yet.