Nelsons Solicitors Limited

Date authorised
27 September 2010
Companies House
07219010
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nelsons Solicitors
    Pennine House
    8 Stanford Street
    Nottingham
    NG1 7BQ
    UNITED KINGDOM
    Phone
    +4408000241976
    Web
    https://www.nelsonslaw.co.uk

  • Complaints Contact

    Nelsons Solicitors
    Pennine House
    8 Stanford Street
    Nottingham
    NG1 7BQ
    UNITED KINGDOM
    Phone
    +4408000241976

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Michael Thatcher

    IRN SMT00007

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
    • CF30 Customer (1 Sep 2013 to 8 Dec 2019)
  • Stewart Neil Vandermark

    IRN SXV00103

    • SMF1 Chief Executive (since 11 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
  • Suzanne Mary Castledine-Casey

    IRN SXC00452

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Timothy Hastings

    IRN TXH01168

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jun 2021)
    • CF10a CASS Oversight function (4 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jun 2018 to 12 Jun 2019)
    • Responsibility for MCD Intermediation (4 Jun 2018 to 1 Jun 2021)
    • Responsible for Insurance Mediation (4 Jun 2018 to 30 Sep 2018)
    • CF1 Director (18 Oct 2010 to 8 Dec 2019)
  • Tina Collishaw

    IRN TXC00144

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2024)
  • Zoe Victoria Till

    IRN ZVT01000

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Beryl Morgan (no longer appointed)

    FRN 747731 · Appointed 23 May 2016 · Until 22 Feb 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.