Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nelsons Solicitors Limited
FRN 523173
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Jun 2021)
- CF11 Money Laundering Reporting (4 Jun 2018 to 12 Jun 2019)
- Responsible for Insurance Mediation (4 Jun 2018 to 30 Sep 2018)
- Responsibility for MCD Intermediation (4 Jun 2018 to 1 Jun 2021)
- CF10 Compliance Oversight (4 Jun 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (4 Jun 2018 to 8 Dec 2019)
- CF1 Director (18 Oct 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.