Simon Michael Thatcher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
    • CF1 Director (AR) (since 28 Sep 2023)
    • CF30 Customer (since 28 Sep 2023)
  • Thatcher Financial Planning Limited

    FRN 999325

    • Employed By (since 28 Sep 2023)
  • Nelsons Solicitors Limited (no longer approved here)

    FRN 523173

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
    • CF30 Customer (1 Sep 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Aug 2013)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Jul 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2006 to 24 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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