Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 1 Jan 2022)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (AR) (11 Jan 2018 to 31 Dec 2021)
    • CF30 Customer (16 Aug 2016 to 4 Dec 2017)
  • Curtis Netherway Financial Services Ltd (no longer approved here)

    FRN 755782

    • Employed By (11 Jan 2018 to 31 Dec 2021)
  • ADVANTA WEALTH (SOUTH WEST) LTD (no longer approved here)

    FRN 677869

    • CF30 Customer (4 Dec 2017 to 22 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.