Albert Goodman Financial Planning Limited

• Principal Place of Business

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

  Web

  https://www.albertgoodman.co.uk

• Complaints Contact

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Irvine Collison

  IRN PIC01013

  • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
  • CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)
• Reme Dean Fox Holland

  IRN RDH01112

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 8 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 29 Nov 2022)
  • [FCA CF] Manager of certification employee (since 29 Nov 2022)
  • [FCA CF] Client dealing (since 29 Nov 2022)
• Richard John Hill

  IRN RJH01444

  • CF1 Director (AR) (10 Oct 2011 to 23 May 2016)
• Robert Ian Brownless

  IRN RIB00001

  • CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2004)
• Russell William Haworth

  IRN RWH01134

  • CF30 Customer (9 Jul 2013 to 10 Jul 2015)
• Sally Anne Westall

  IRN SAW00018

  • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
  • CF22 Investment Adviser (Trainee) (21 May 2007 to 31 Oct 2007)
• Stephen Andrew Bulman

  IRN SAB01337

  • CF1 Director (AR) (1 Jun 2010 to 31 Dec 2018)
• Stephen Workman

  IRN SAW00045

  • CF30 Customer (31 Jul 2017 to 16 May 2019)
• Thomas Glanville

  IRN TXG01136

  • CF21 Investment Adviser (7 Dec 2005 to 11 Jun 2007)
• William John Dalby

  IRN WJD01042

  • CF1 Director (AR) (26 Sep 2011 to 23 May 2016)

• GL Financial Planning Limited (no longer appointed)

  FRN 565104 · Appointed 21 Sep 2011 · Until 26 Jul 2016

• Professional Financial Planning (South West) Limited (no longer appointed)

  FRN 524459 · Appointed 21 May 2010 · Until 31 Dec 2018

• Corry Capital Advisers Ltd (no longer appointed)

  FRN 456013 · Appointed 15 Aug 2006 · Until 30 Apr 2007

• Go For Customer Limited (no longer appointed)

  FRN 453776 · Appointed 22 Jun 2006 · Until 12 Nov 2007

No changes recorded yet.