Thomas Glanville

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd

    FRN 456896

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2023)
    • [FCA CF] Client dealing (since 6 Jan 2023)
  • SHIPMAN FINANCIAL PLANNING LIMITED

    FRN 513289

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2021)
    • CF1 Director (6 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2010 to 17 Jun 2022)
  • Hall & Partners Financial Services Limited (no longer approved here)

    FRN 220951

    • (2)Employed By (12 Dec 2017 to 17 Jun 2022)
  • Corry Capital Advisers Ltd (no longer approved here)

    FRN 456013

    • Employed By (26 Sep 2006 to 17 Jun 2022)
  • Albert Goodman Financial Planning Limited (no longer approved here)

    FRN 148300

    • CF21 Investment Adviser (7 Dec 2005 to 11 Jun 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 6 Oct 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 6 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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