Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Albert Goodman Financial Planning Limited
FRN 148300
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 8 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 29 Nov 2022)
- [FCA CF] Client dealing (since 29 Nov 2022)
- [FCA CF] Manager of certification employee (since 29 Nov 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2022)
- CF30 Customer (20 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (16 Mar 2015 to 5 Jan 2016)
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- CF30 Customer (15 Dec 2009 to 10 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.