Stephen Workman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fidelius Ltd

    FRN 188615

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 28 Oct 2019)
  • Azets Financial Planning Limited

    FRN 526955

    • Employed By (since 28 Oct 2019)
  • Albert Goodman Financial Planning Limited (no longer approved here)

    FRN 148300

    • CF30 Customer (31 Jul 2017 to 16 May 2019)
  • Blevins Franks Financial Management Limited (no longer approved here)

    FRN 179731

    • CF30 Customer (25 Sep 2015 to 8 Jul 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2005 to 11 Oct 2006)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.